ShakedSivanFirstPaper 5 - 22 Jan 2013 - Main.IanSullivan
|
|
< < |
META TOPICPARENT | name="FirstPaper" |
| > > |
META TOPICPARENT | name="FirstPaperSpring2012" |
| | The NFL and the Limits of Legal Formalism
Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While condoning certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits and endorsed some traditional notions of jurisprudence. Kagan was perhaps trying to reframe the misleading rhetorical divide between empathetic liberal jurisprudence and conservative jurisprudence focused on hard-line rules. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." |
|
ShakedSivanFirstPaper 4 - 03 Aug 2012 - Main.ShakedSivan
|
|
META TOPICPARENT | name="FirstPaper" |
The NFL and the Limits of Legal Formalism | |
< < | -- By ShakedSivan - 17 Feb 2012 | > > | Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While condoning certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits and endorsed some traditional notions of jurisprudence. Kagan was perhaps trying to reframe the misleading rhetorical divide between empathetic liberal jurisprudence and conservative jurisprudence focused on hard-line rules. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." | | | |
< < | Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While condoning certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits and endorsed some traditional notions of jurisprudence. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." | > > | The notion of equity lurks around the rhetorical framework that Kagan was pushing against. Aristotle wrote, “all law is universal but about some things it is not possible to make a universal statement which shall be correct… [when] a case arises on it which is not covered by the universal statement, then it is right… to correct the omission-to say what the legislator himself would have said had he been present, and would have put into his law if he had known.” The equitable, Aristotle argued, is “a correction of law where it is defective owing to its universality.” | | | |
< < | What can we learn about jurisprudence from actual umpires? It is useful to analyze the metaphor in a slightly different context. Football, like baseball, is a sport with a self-contained set of rules that are generally precise, and the rules are enforced by officials on the field but made by someone else. Football involves more moving parts and thus is somewhat closer to mimicking the incredible complexity of society. | > > | Aristotle’s conception of equity does not necessarily imply the dreaded notion of judges acting as legislators; indeed, he describes an equitable decision as one that says “what the legislator himself would have said had he been present.” | | | |
< < | Well, no, actually. The
thing US people (not the rest of the world's people) call "football"
mimicks a very narrow range of social complexity: the infantry part.
| > > | The balls and strikes metaphor, however, suggests wariness about judges undertaking this sort of equitable decision making. This rhetoric could be dismissed as attempts to undermine the legitimacy of unfavorable decisions, but is worth addressing due to its prevalence. Mistrust of judicial overreach and a belief in the fairness of universal rules underlies these concerns where they are genuine. The balls and strikes metaphor implies lower stakes and little discretion for judges. | | | |
< < | In addition to finding the "facts"- was a catch made, where should the ball be spotted, etc., football referees are also responsible for routinely penalizing players and teams. We can use refereeing in football to see formalism at work.
Indeed. | > > | What can we learn about jurisprudence from actual referees? By analyzing law in a vacuum where no equitable decision making is supposed to take place, I hope to point out the limits of formalism. Formalistic, mechanical application of the law breaks down when dealing with the reality of fallible judges and the inherent defectiveness of universal statements. Judges on the field will exercise some discretion and when they don’t make equitable decisions, they will fall under fierce criticism. The fairness of universal rules breaks down when the rules fail, as they inevitably will in some situations. We can analyze formalism by reasoning from analogy. | | The Problem of Fallible Fact Finders | |
< < | In Courts on Trial," Jerome Frank argues that two factors make subjectivity unavoidable in judicial decision-making. The first is the fallibility of the witnesses and the second is the fallibility of the fact finders, who are "fallible witnesses of the fallible witnesses." NFL referees have the privilege of serving as the witness and the fact finder. They are tasked with making snap decisions about plays occurring at full speed. They are well trained and generally athletic, but not full-time officials. Indeed, one of the most notoriously long-winded (though respected by coaches) referees, Ed Hochuli, works as a lawyer when not officiating. Though NFL referees are presumably the best people available for the job, the limits of human ability dictate the inevitability of officiating mistakes. In sports, the "right call" is generally discernable and objective. The decision-making process, however, is subjective and fraught with error. Unfortunately, I could not find a study of the percentage of calls missed in the NFL, but every fan can recall any number of such mistakes. In baseball, one study suggested that umpires are wrong 14.4 percent of the time.
You haven't explained
what problem it is. If a "bad call" results in an innocent man's
being executed, or a conman's keeping the victim's money, the problem
is the human cost of injustice. Why does it make any difference who
wins a game, or by how much? Are you concerned about injustice to
the gamblers? The fans? | > > | In Courts on Trial," Jerome Frank argues that two factors make subjectivity unavoidable in judicial decision-making. The first is the fallibility of the witnesses and the second is the fallibility of the fact finders, who are "fallible witnesses of the fallible witnesses." NFL referees have the privilege of serving as the witness and the fact finder. In sports, the "right call" is generally discernable and objective. The decision-making process, however, is subjective and fraught with error. Every fan can recall any number of mistakes made by NFL officials. In baseball, one study suggested that umpires are wrong 14.4 percent of the time. | | Discretion is Unavoidable | |
< < | Jerome Frank writes that there are two types of discretion: rule discretion and fact discretion. He focuses mainly on fact discretion and criticizes Cardozo for ignoring the same. Frank's example of "fact discretion" is choosing to believe one witness rather than another. This only comes up in football in the context of the head official choosing among competing accounts from other referees. Rules in football are generally not vague, either. If one accepts that unlimited discretion would be unbearable, as Morris Cohen proposed, then a system designed to reduce discretion as much as possible would be a relief.
It appears to me that
you are confusing your Cohens. Why it logically follows that if
unlimited X would be unbearable, minimal X is optimal, or even "a
relief," I have not the slightest idea.
| > > | Jerome Frank writes that there are two types of discretion: rule discretion and fact discretion. He focuses mainly on fact discretion and criticizes Cardozo for ignoring the same. Frank's example of "fact discretion" is choosing to believe one witness rather than another. This rarely comes up in football, and the rules are generally not vague, either. | | Yet discretion persists. Pundits often state that holding could be called on every play if referees so chose. This may be an exaggeration, but it's quite likely that sticking to the letter of the law would make games unwatchable. | |
< < | Presumably that
"unwatchability," which from my point of view would neither be
greater than the current degree of the same attribute nor a serious
problem, would be responded to. The game would evolve into one in
which there were more holding without the rule (becoming more like
unwatchable rugby) or less under a more stringent rule (like
unwatchable "touch football" or unwatchable soccer). That would
allow people who have to keep watching something to continue
narcotizing. Formalisms are not invulnerable to the processes of
social reorganization in service of unconscious motivations.
What will be guaranteed not to evolve under capitalism or any other
despotism is the end of the watched game, and its replacement by
people actually playing, or watching people in their community
peacefully, unviolently, play. (Of course, in the military
borderlands—where there's plenty of capital punishment, but no
white man has ever been executed for killing a Mexican, for
example—watching children play the game mimicking infantry
combat under the Friday night lights will be almost as important as
going to Church on Sunday. Et in Panem circenses.)
| | Fans and pundits commonly believe that officials should and do become more lax about calling penalties near the end of games. Different officiating crews call penalties at different rates, while NFL teams include information about officials in their scouting reports. When it comes to winning, the personality of the judge matters. | |
< < | When it comes to winning
when whatever you're winning doesn't matter. When it comes to
winning justice from the raw material of social confrontation, it's
the character of the judge that matters. | | Do You Believe in Catches? | |
< < | With a clear rulebook, and the frequent use of instant replay to go over decisive plays, there will often be little disagreement as to any legal question (the R) or the facts (the F) in Frank's calculation. Even in such situations, enormous controversies can erupt over officiating decisions. In the second week of the 2010 regular season, Detroit receiver Calvin Johnson caught a go-ahead touchdown catch with less than 30 seconds left in the game. Johnson leaped over the Chicago defender, secured the ball, and half his body seemed to touch the ground before he went out of bound (in the NFL, only two feet have to be inbounds for a completion to count). The closest referee signaled a touchdown and Detroit fans and players burst into celebration. However, the officials recanted. They determined that Johnson did not maintain control of the ball after he went to the ground. He did not complete the "process" of the catch. The officials maintained this decision after using video replay; there was no factual dispute. "How can that not be a touchdown?" became a common refrain after the game. The Huffington Post asked, "Was it a catch, or were the referees right?"
The answer is yes. It appeared to be a catch on first glance to virtually anyone familiar with the NFL. It continued to look like a catch after repeated replays. According to the rulebook, the referees were correct, but many if not most fans believed Detroit was robbed of a victory on a technicality. "Law is a weak form of social control" because people do not make most decisions or judge most acts based on law.
Precisely backwards.
People do not make most decisions or judge most actions (by many
orders of magnitude) based on law, because law is (by orders of
magnitude) weaker than the primary means of social
control.
If Johnson had just one foot inbounds, no NFL fan would claim he caught the ball, even though college football only requires one foot inbounds. What constitutes a catch in the NFL is defined by the rules of the NFL, not the rules of college football or any other league. Fans are aware of this and first react to a sideline catch by checking to see if both feet remained inbounds. Yet we remain convinced that Calvin Johnson caught the ball and the referees stole a win by sticking to the letter of the law. Mechanical application of the law does not remove judicial decision makers from the scrutiny of crowds.
I presume your point here is that people have watched this football
game who will never read Chapter 10 of part V of Aristotle's
Nicomachean Ethics will at least be able to appreciate the existence
of the concept of equity that you don't actually describe or
explain. I would hope it isn't your point that you've never read
Aristotle and don't intend to be able to take your own thoughts out
of the opiate of TV sports and into some clearer stream.
If you were going to try to explain something about formalism to the
person whose primary metaphors are based on the addictive absorption
of TV advertising wrapped around refereed pseudo-combat, the best
way to do so would be to explain equity, and distinguish it from the
referee's tending to edge his calls over time in favor of the team
owned by a man he'd like a job with earning a million a year when he
gets ready to retire. Or who supports social causes in whose
justice the referee deeply believes. Or whom the referee secretly
and unrequitedly loves. That should appeal to the tabloid sensibility.
But wouldn't it be better to teach people about Aristotle? Then it
might be possible to understand the medieval English stuff we called
"equity" that became the Chancellor's "rationalized" jurisprudence
under Nottingham that was so hotly disapproved of by British North
Americans before the American Revolution and so stoutly defended by
Joseph Story under attack by the admirers of Andrew Jackson that was
so savagely satirized by Charles Dickens that desegregated the
United States. Learning about the history of equity in western
civilization opens new avenues of thinking in every direction.
Whereas when the "football" game is over, you have a bunch of
steroid-poisoned workers and a smaller bunch of pathetic, 1%ers with
a coterie of sleazebag management lawyers who keep unsuccessfully
trying to buy an antitrust exemption from a Senate that rolls over
for everybody else, because they think they have too much
competition and too little power over their workers as it is.
This is your brain on drugs. Is irony cool? | > > | With a clear rulebook, and the frequent use of instant replay to go over decisive plays, there will often be little disagreement as to any legal question (the R) or the facts (the F) in Frank's calculation. Even in such situations, enormous controversies can erupt over officiating decisions. In the second week of the 2010 regular season, Detroit receiver Calvin Johnson caught a go-ahead touchdown catch with less than 30 seconds left in the game. Almost all observers, including the players on the field, assumed Detroit had won the game. However, the officials determined that Johnson did not maintain control of the ball after he went to the ground. There was no factual dispute and the rule was clear. Still, the Huffington Post asked, "Was it a catch, or were the referees right?" | | | |
> > | The answer is yes. It appeared to be a catch on first glance to virtually anyone familiar with the NFL. It continued to look like a catch after repeated replays. According to the rulebook, the referees were correct, but many if not most fans believed Detroit was robbed of a victory on a technicality. The rule was clear, but people do not make most decisions or judge most acts based on law. Just “calling balls and strikes,” or making narrow decisions based on clear rules, does not necessarily work in the confines of a stadium, let alone a court room. | | | |
< < | | > > | -- ShakedSivan - 03 Aug 2012 |
|
ShakedSivanFirstPaper 3 - 14 Apr 2012 - Main.EbenMoglen
|
|
META TOPICPARENT | name="FirstPaper" |
The NFL and the Limits of Legal Formalism | | Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While condoning certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits and endorsed some traditional notions of jurisprudence. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." | |
< < | What can we learn about jurisprudence from actual umpires? It is useful to analyze the metaphor in a slightly different context. Football, like baseball, is a sport with a self-contained set of rules that are generally precise, and the rules are enforced by officials on the field but made by someone else. Football involves more moving parts and thus is somewhat closer to mimicking the incredible complexity of society. In addition to finding the "facts"- was a catch made, where should the ball be spotted, etc., football referees are also responsible for routinely penalizing players and teams. We can use refereeing in football to see formalism at work. | > > | What can we learn about jurisprudence from actual umpires? It is useful to analyze the metaphor in a slightly different context. Football, like baseball, is a sport with a self-contained set of rules that are generally precise, and the rules are enforced by officials on the field but made by someone else. Football involves more moving parts and thus is somewhat closer to mimicking the incredible complexity of society.
Well, no, actually. The
thing US people (not the rest of the world's people) call "football"
mimicks a very narrow range of social complexity: the infantry part.
In addition to finding the "facts"- was a catch made, where should the ball be spotted, etc., football referees are also responsible for routinely penalizing players and teams. We can use refereeing in football to see formalism at work.
Indeed. | | The Problem of Fallible Fact Finders
In Courts on Trial," Jerome Frank argues that two factors make subjectivity unavoidable in judicial decision-making. The first is the fallibility of the witnesses and the second is the fallibility of the fact finders, who are "fallible witnesses of the fallible witnesses." NFL referees have the privilege of serving as the witness and the fact finder. They are tasked with making snap decisions about plays occurring at full speed. They are well trained and generally athletic, but not full-time officials. Indeed, one of the most notoriously long-winded (though respected by coaches) referees, Ed Hochuli, works as a lawyer when not officiating. Though NFL referees are presumably the best people available for the job, the limits of human ability dictate the inevitability of officiating mistakes. In sports, the "right call" is generally discernable and objective. The decision-making process, however, is subjective and fraught with error. Unfortunately, I could not find a study of the percentage of calls missed in the NFL, but every fan can recall any number of such mistakes. In baseball, one study suggested that umpires are wrong 14.4 percent of the time. | |
> > | You haven't explained
what problem it is. If a "bad call" results in an innocent man's
being executed, or a conman's keeping the victim's money, the problem
is the human cost of injustice. Why does it make any difference who
wins a game, or by how much? Are you concerned about injustice to
the gamblers? The fans? | | Discretion is Unavoidable
Jerome Frank writes that there are two types of discretion: rule discretion and fact discretion. He focuses mainly on fact discretion and criticizes Cardozo for ignoring the same. Frank's example of "fact discretion" is choosing to believe one witness rather than another. This only comes up in football in the context of the head official choosing among competing accounts from other referees. Rules in football are generally not vague, either. If one accepts that unlimited discretion would be unbearable, as Morris Cohen proposed, then a system designed to reduce discretion as much as possible would be a relief. | |
< < | Yet discretion persists. Pundits often state that holding could be called on every play if referees so chose. This may be an exaggeration, but it's quite likely that sticking to the letter of the law would make games unwatchable. Fans and pundits commonly believe that officials should and do become more lax about calling penalties near the end of games. Different officiating crews call penalties at different rates, while NFL teams include information about officials in their scouting reports. When it comes to winning, the personality of the judge matters. | > > | It appears to me that
you are confusing your Cohens. Why it logically follows that if
unlimited X would be unbearable, minimal X is optimal, or even "a
relief," I have not the slightest idea.
Yet discretion persists. Pundits often state that holding could be called on every play if referees so chose. This may be an exaggeration, but it's quite likely that sticking to the letter of the law would make games unwatchable.
Presumably that
"unwatchability," which from my point of view would neither be
greater than the current degree of the same attribute nor a serious
problem, would be responded to. The game would evolve into one in
which there were more holding without the rule (becoming more like
unwatchable rugby) or less under a more stringent rule (like
unwatchable "touch football" or unwatchable soccer). That would
allow people who have to keep watching something to continue
narcotizing. Formalisms are not invulnerable to the processes of
social reorganization in service of unconscious motivations.
What will be guaranteed not to evolve under capitalism or any other
despotism is the end of the watched game, and its replacement by
people actually playing, or watching people in their community
peacefully, unviolently, play. (Of course, in the military
borderlands—where there's plenty of capital punishment, but no
white man has ever been executed for killing a Mexican, for
example—watching children play the game mimicking infantry
combat under the Friday night lights will be almost as important as
going to Church on Sunday. Et in Panem circenses.)
Fans and pundits commonly believe that officials should and do become more lax about calling penalties near the end of games. Different officiating crews call penalties at different rates, while NFL teams include information about officials in their scouting reports. When it comes to winning, the personality of the judge matters.
When it comes to winning
when whatever you're winning doesn't matter. When it comes to
winning justice from the raw material of social confrontation, it's
the character of the judge that matters. | | Do You Believe in Catches?
With a clear rulebook, and the frequent use of instant replay to go over decisive plays, there will often be little disagreement as to any legal question (the R) or the facts (the F) in Frank's calculation. Even in such situations, enormous controversies can erupt over officiating decisions. In the second week of the 2010 regular season, Detroit receiver Calvin Johnson caught a go-ahead touchdown catch with less than 30 seconds left in the game. Johnson leaped over the Chicago defender, secured the ball, and half his body seemed to touch the ground before he went out of bound (in the NFL, only two feet have to be inbounds for a completion to count). The closest referee signaled a touchdown and Detroit fans and players burst into celebration. However, the officials recanted. They determined that Johnson did not maintain control of the ball after he went to the ground. He did not complete the "process" of the catch. The officials maintained this decision after using video replay; there was no factual dispute. "How can that not be a touchdown?" became a common refrain after the game. The Huffington Post asked, "Was it a catch, or were the referees right?" | |
< < | The answer is yes. It appeared to be a catch on first glance to virtually anyone familiar with the NFL. It continued to look like a catch after repeated replays. According to the rulebook, the referees were correct, but many if not most fans believed Detroit was robbed of a victory on a technicality. "Law is a weak form of social control" because people do not make most decisions or judge most acts based on law. If Johnson had just one foot inbounds, no NFL fan would claim he caught the ball, even though college football only requires one foot inbounds. What constitutes a catch in the NFL is defined by the rules of the NFL, not the rules of college football or any other league. Fans are aware of this and first react to a sideline catch by checking to see if both feet remained inbounds. Yet we remain convinced that Calvin Johnson caught the ball and the referees stole a win by sticking to the letter of the law. Mechanical application of the law does not remove judicial decision makers from the scrutiny of crowds. | > > | The answer is yes. It appeared to be a catch on first glance to virtually anyone familiar with the NFL. It continued to look like a catch after repeated replays. According to the rulebook, the referees were correct, but many if not most fans believed Detroit was robbed of a victory on a technicality. "Law is a weak form of social control" because people do not make most decisions or judge most acts based on law.
Precisely backwards.
People do not make most decisions or judge most actions (by many
orders of magnitude) based on law, because law is (by orders of
magnitude) weaker than the primary means of social
control.
If Johnson had just one foot inbounds, no NFL fan would claim he caught the ball, even though college football only requires one foot inbounds. What constitutes a catch in the NFL is defined by the rules of the NFL, not the rules of college football or any other league. Fans are aware of this and first react to a sideline catch by checking to see if both feet remained inbounds. Yet we remain convinced that Calvin Johnson caught the ball and the referees stole a win by sticking to the letter of the law. Mechanical application of the law does not remove judicial decision makers from the scrutiny of crowds.
I presume your point here is that people have watched this football
game who will never read Chapter 10 of part V of Aristotle's
Nicomachean Ethics will at least be able to appreciate the existence
of the concept of equity that you don't actually describe or
explain. I would hope it isn't your point that you've never read
Aristotle and don't intend to be able to take your own thoughts out
of the opiate of TV sports and into some clearer stream.
If you were going to try to explain something about formalism to the
person whose primary metaphors are based on the addictive absorption
of TV advertising wrapped around refereed pseudo-combat, the best
way to do so would be to explain equity, and distinguish it from the
referee's tending to edge his calls over time in favor of the team
owned by a man he'd like a job with earning a million a year when he
gets ready to retire. Or who supports social causes in whose
justice the referee deeply believes. Or whom the referee secretly
and unrequitedly loves. That should appeal to the tabloid sensibility.
But wouldn't it be better to teach people about Aristotle? Then it
might be possible to understand the medieval English stuff we called
"equity" that became the Chancellor's "rationalized" jurisprudence
under Nottingham that was so hotly disapproved of by British North
Americans before the American Revolution and so stoutly defended by
Joseph Story under attack by the admirers of Andrew Jackson that was
so savagely satirized by Charles Dickens that desegregated the
United States. Learning about the history of equity in western
civilization opens new avenues of thinking in every direction.
Whereas when the "football" game is over, you have a bunch of
steroid-poisoned workers and a smaller bunch of pathetic, 1%ers with
a coterie of sleazebag management lawyers who keep unsuccessfully
trying to buy an antitrust exemption from a Senate that rolls over
for everybody else, because they think they have too much
competition and too little power over their workers as it is.
This is your brain on drugs. Is irony cool?
| | | |
< < |
| > > | |
|
ShakedSivanFirstPaper 2 - 24 Feb 2012 - Main.ShakedSivan
|
|
META TOPICPARENT | name="FirstPaper" |
The NFL and the Limits of Legal Formalism
-- By ShakedSivan - 17 Feb 2012 | |
< < | Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While endorsing certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits while endorsing some traditional notions of jurisprudence. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." | > > | Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While condoning certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits and endorsed some traditional notions of jurisprudence. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law." | | What can we learn about jurisprudence from actual umpires? It is useful to analyze the metaphor in a slightly different context. Football, like baseball, is a sport with a self-contained set of rules that are generally precise, and the rules are enforced by officials on the field but made by someone else. Football involves more moving parts and thus is somewhat closer to mimicking the incredible complexity of society. In addition to finding the "facts"- was a catch made, where should the ball be spotted, etc., football referees are also responsible for routinely penalizing players and teams. We can use refereeing in football to see formalism at work. |
|
ShakedSivanFirstPaper 1 - 17 Feb 2012 - Main.ShakedSivan
|
|
> > |
META TOPICPARENT | name="FirstPaper" |
The NFL and the Limits of Legal Formalism
-- By ShakedSivan - 17 Feb 2012
Recent Supreme Court confirmation hearings featured the metaphor of judges acting as umpires calling "balls and strikes." John Roberts famously used this metaphor during his hearing as the ideal judges that should aspire to. Elena Kagan was asked about the "balls and strikes" language during her confirmation hearing. While endorsing certain aspects of the metaphor -"judges have to be neutral and realize they are not the most important people in our democratic government"- she emphasized its limits while endorsing some traditional notions of jurisprudence. Law, she said, is not a robotic enterprise, but "it's law all the way." In making decisions, judges incorporate precedent, text, structure, history, "law and only law."
What can we learn about jurisprudence from actual umpires? It is useful to analyze the metaphor in a slightly different context. Football, like baseball, is a sport with a self-contained set of rules that are generally precise, and the rules are enforced by officials on the field but made by someone else. Football involves more moving parts and thus is somewhat closer to mimicking the incredible complexity of society. In addition to finding the "facts"- was a catch made, where should the ball be spotted, etc., football referees are also responsible for routinely penalizing players and teams. We can use refereeing in football to see formalism at work.
The Problem of Fallible Fact Finders
In Courts on Trial," Jerome Frank argues that two factors make subjectivity unavoidable in judicial decision-making. The first is the fallibility of the witnesses and the second is the fallibility of the fact finders, who are "fallible witnesses of the fallible witnesses." NFL referees have the privilege of serving as the witness and the fact finder. They are tasked with making snap decisions about plays occurring at full speed. They are well trained and generally athletic, but not full-time officials. Indeed, one of the most notoriously long-winded (though respected by coaches) referees, Ed Hochuli, works as a lawyer when not officiating. Though NFL referees are presumably the best people available for the job, the limits of human ability dictate the inevitability of officiating mistakes. In sports, the "right call" is generally discernable and objective. The decision-making process, however, is subjective and fraught with error. Unfortunately, I could not find a study of the percentage of calls missed in the NFL, but every fan can recall any number of such mistakes. In baseball, one study suggested that umpires are wrong 14.4 percent of the time.
Discretion is Unavoidable
Jerome Frank writes that there are two types of discretion: rule discretion and fact discretion. He focuses mainly on fact discretion and criticizes Cardozo for ignoring the same. Frank's example of "fact discretion" is choosing to believe one witness rather than another. This only comes up in football in the context of the head official choosing among competing accounts from other referees. Rules in football are generally not vague, either. If one accepts that unlimited discretion would be unbearable, as Morris Cohen proposed, then a system designed to reduce discretion as much as possible would be a relief.
Yet discretion persists. Pundits often state that holding could be called on every play if referees so chose. This may be an exaggeration, but it's quite likely that sticking to the letter of the law would make games unwatchable. Fans and pundits commonly believe that officials should and do become more lax about calling penalties near the end of games. Different officiating crews call penalties at different rates, while NFL teams include information about officials in their scouting reports. When it comes to winning, the personality of the judge matters.
Do You Believe in Catches?
With a clear rulebook, and the frequent use of instant replay to go over decisive plays, there will often be little disagreement as to any legal question (the R) or the facts (the F) in Frank's calculation. Even in such situations, enormous controversies can erupt over officiating decisions. In the second week of the 2010 regular season, Detroit receiver Calvin Johnson caught a go-ahead touchdown catch with less than 30 seconds left in the game. Johnson leaped over the Chicago defender, secured the ball, and half his body seemed to touch the ground before he went out of bound (in the NFL, only two feet have to be inbounds for a completion to count). The closest referee signaled a touchdown and Detroit fans and players burst into celebration. However, the officials recanted. They determined that Johnson did not maintain control of the ball after he went to the ground. He did not complete the "process" of the catch. The officials maintained this decision after using video replay; there was no factual dispute. "How can that not be a touchdown?" became a common refrain after the game. The Huffington Post asked, "Was it a catch, or were the referees right?"
The answer is yes. It appeared to be a catch on first glance to virtually anyone familiar with the NFL. It continued to look like a catch after repeated replays. According to the rulebook, the referees were correct, but many if not most fans believed Detroit was robbed of a victory on a technicality. "Law is a weak form of social control" because people do not make most decisions or judge most acts based on law. If Johnson had just one foot inbounds, no NFL fan would claim he caught the ball, even though college football only requires one foot inbounds. What constitutes a catch in the NFL is defined by the rules of the NFL, not the rules of college football or any other league. Fans are aware of this and first react to a sideline catch by checking to see if both feet remained inbounds. Yet we remain convinced that Calvin Johnson caught the ball and the referees stole a win by sticking to the letter of the law. Mechanical application of the law does not remove judicial decision makers from the scrutiny of crowds.
|
|
|